AFSL compliance automation

Cognitive View automates financial service compliance so you can reduce cost, drive revenue, and build trust through continuous monitoring and assurance. Eliminate spreadsheets and time-consuming tasks for streamlined audits.

AFSL compliance solutions

We help you maintain AFSL & financial service laws compliance by continuously monitoring omni-channel communication channels and notifying if there is an incident or breach.

Leverage hundreds of out of the box regulatory policies and controls and ensure they are monitored uniformly across all channels in a consistent manner.

Key Benefits

Significant cost savings with automation of manual review 
Proactive compliance and conduct risk management
Drive better customer experience
Build your own compliance policies


Industry Code of Conduct

Product Disclosure Requirements

Privacy Requirements

Complaints Resolution, RG 271 & AFCA

Insurance Contract Acts


Sales & Advise

Post-sales & Support

Underwriting & Policy Management

Claims Management

Complaints Management

AI-driven interaction monitoring

We connect with, monitor, and help configure your customer and employee conversations to be financial services compliant.

Key Benefits

Monitor 80+ communication channels including for voice, video and text
Review incident and breach through our dashboard with associated risk scores and details

Real-time incident reporting

Everything you need to automate compliance and conduct risk monitoring