Automate FINRA & Financial service compliance
Cognitive View automates financial service compliance so you can reduce cost, drive revenue, and build trust through continuous monitoring and assurance. Eliminate spreadsheets and time-consuming tasks for streamlined audits.
Stay compliant with continuous monitoring and automated evidence collection
We help you maintain FINRA & financial service laws compliance by continuously monitoring omnichannel communication channels and notifying you if there is an incident or breach.
Leverage hundreds of out-of-the-box regulatory policies and controls and consistently monitor them uniformly across all channels.
Sales & Advise
Post-sales & Support
Underwriting & Policy Management
Monitor all customer interactions automatically
We connect with, monitor, and help configure your customer and employee conversations to be financial services compliant.