Automate FINRA & Financial service compliance
Cognitive View automates financial service compliance so you can reduce cost, drive revenue, and build trust through continuous monitoring and assurance. Eliminate spreadsheets and time-consuming tasks for streamlined audits.
Stay compliant with continuous monitoring and automated evidence collection
We help you maintain FINRA & financial service laws compliance by continuously monitoring omnichannel communication channels and notifying you if there is an incident or breach.
Leverage hundreds of out-of-the-box regulatory policies and controls and consistently monitor them uniformly across all channels.
Significant cost savings with automation of manual review
Proactive compliance and conduct risk management
Drive better customer experience
Build your own compliance policies
Sales & Advise
Post-sales & Support
Underwriting & Policy Management
Monitor all customer interactions automatically
We connect with, monitor, and help configure your customer and employee conversations to be financial services compliant.
Monitor 80+ communication channels including for voice, video and text
Review incident and breach through our dashboard with associated risk scores and details